About Us | VGS Fund Inc - Technology-Driven Global Investment Platform

VGS (Vietnam Global Securities)

Global Securities Technology and Investment Management Platform

Core Financial Technology Platform

Vietnam Global Securities (VGS) is the Group's core platform in financial technology and investment management, and one of its earliest and most mature application domains.

Headquartered in the United States, VGS specializes in financial market research and investment management, with a long-term focus on equity markets as its primary research and management domain.

Built upon data analytics capabilities and institutionalized management systems, and supported by artificial intelligence systems and professional investment teams, VGS is committed to constructing an efficient, sustainable, and repeatable market participation and investment management framework.

I. Group Overview

A Data-Driven Global Multi-Industry Platform

Global Investment & Technology Group

Vietnam Global Securities Fund Inc (VGS Fund Inc) is a U.S.-headquartered global investment and technology group driven by data and artificial intelligence. With the United States serving as its capital and regulatory center, and Asia—particularly Vietnam—as its strategic growth focus, the Group has built a cross-industry, cross-market, and cross-regional collaborative ecosystem.

The Group operates as a system-oriented platform structured around a closed-loop cycle of: Data → Modeling → Decision-Making → Execution → Feedback → Optimization

This unified capability is applied across financial technology, agricultural technology, specialty coffee, health technology, and artificial intelligence education, forming a shared data and decision-making foundation across multiple industries.

II. Group Core Functions and Compliance Architecture

Global Coordination and Management Infrastructure

Core Functions

Global capital operations and investment deployment
Cross-border settlement and capital flow management
Data security and privacy protection
Multi-market and multi-asset processing and clearing capabilities
Global regulatory coordination (SEC, FINRA, GDPR, etc.)
AI-driven risk control and decision-making infrastructure

Compliance Structure

All cross-border capital movements and settlements are processed exclusively through the U.S.-registered entity, VGS Fund Inc.

The Group has established a dual-core structure through its wholly owned subsidiary HVF (HyperVanguard Financial & Capital Ltd.), combining a capital management center with licensed regulatory compliance.

VGS represents the brain of algorithms and technology, while HVF serves as the moat of licensing and regulatory compliance.

III. HVF | SEC-Licensed Compliance and Regulatory Core

The Core Pillar of Global Compliance and Security Framework

HVF: HyperVanguard Financial & Capital Ltd.

HVF is a 100% wholly owned subsidiary of VGS Fund Inc and serves as the core pillar of the Group's global compliance and security framework.

As an institution operating under U.S. regulatory oversight and holding SEC-related regulatory status, HVF conducts all business strictly within the U.S. legal and regulatory framework, ensuring:

Transparency and auditability of operations
Traceable and verifiable transactions
Secure and verifiable capital protection

Within the Group structure, HVF's primary roles include:

Global licensing and compliance center
Cross-border capital compliance pathways
Regulatory and compliance firewall for all Group business units

V. Integrated Decision-Making System

Technology and Professional Expertise Combined

AI Systems

Conduct multi-dimensional analysis and screening of market data
Cover price movements, transaction structures, trend changes, and related market information
Provide high-frequency, objective, and systematic analytical support

Professional Investment Teams

Review and validate AI-generated outputs
Incorporate macroeconomic conditions, market environments, and risk factors
Formulate final executable investment decisions

This structure integrates technological efficiency with professional judgment, aiming to enhance decision quality while reducing the impact of single-factor bias or emotional interference.

VI. Unified Processes, Execution Discipline, and Risk Management

Ensuring Operational Stability and Consistency

To ensure operational stability and consistency, VGS has established and strictly enforces:

Unified strategic frameworks
Standardized execution procedures
Clear risk management and position management rules

All activities are conducted under predefined rules and risk management principles, effectively minimizing individual discrepancies and emotional interference, and ensuring that operations remain structured, transparent, and controllable.

Risk management is regarded as a core element of the investment process. Through disciplined position sizing and diversification principles, VGS maintains close oversight of capital structure stability and flexibility, emphasizing long-term, prudent, and sustainable development.

VII. Fee Structure and Service Philosophy

Results-Oriented and Client-Focused Approach

Performance-Based Fee Mechanism

VGS adopts a results-oriented fee mechanism, charging service fees only when corresponding outcomes are achieved.

The firm emphasizes professional capability, long-term performance, and risk control as its core value propositions, rather than relying on transaction frequency or scale expansion, thereby fostering rational, long-term partnerships.

VIII. Compliance Operations and Regulatory Framework

Operating Within Established U.S. Financial Regulations

Federal Regulatory Oversight

The U.S. Securities and Exchange Commission (SEC)
The Financial Industry Regulatory Authority (FINRA)

Colorado State Regulations

Colorado Revised Statutes, Title 11, Article 51 -- Colorado Securities Act
Code of Colorado Regulations (CCR)

VGS operates within the well-established U.S. financial regulatory framework and strictly complies with U.S. federal laws and applicable Colorado state regulations to ensure regulatory compliance, operational discipline, and transparent information disclosure.

VGS regards standardized and compliant operations as a cornerstone of its long-term development.

IX. Multi-Industry Collaborative Ecosystem

Beyond Securities and Investment Management

HVLH

Học Viện Lạc Hồng Agent: AI financial research and investor education system（Strategic partner）

TridgeNTC

Agricultural technology, global agricultural data platforms, and specialty coffee value chain operations

Sdoy (China)

Health technology, health management solutions, and global supply chain innovation

Although operating in different sectors, these platforms share a unified underlying logic with VGS: data modeling, decision optimization, and execution feedback applied to different asset classes and industries.

X. Corporate Philosophy

Foundation of Robust Investment and Industry Management

Clear Rules

Well-defined rules and frameworks that provide structure and consistency to all operations.

Professional Judgment

Expert analysis and decision-making based on deep industry knowledge and experience.

Risk Awareness

Strong focus on risk identification, assessment, and management at all levels of operation.

Tech Integration

Seamless integration of AI technology with institutional discipline and processes.

Through the coordinated application of AI technology, institutionalized processes, and cross-industry data collaboration, the Group is committed to providing market participants and partners with a more mature, rational, and sustainable mode of long-term engagement, advancing finance, agriculture, health, and education into a new global era defined by data-driven intelligence, AI-based decision-making, and industrial symbiosis.

Learn More About VGS Fund Inc

Explore our leadership team, compliance framework, investment approach, and multi-industry ecosystem.

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